Expertise

  • Governance
  • Risk Management
  • Compliance Consultant
  • Training and Coaching
  • Process Improvement
  • Data Protection
  • Senior Managers Regime
  • FCA Regulation;
  • FCA Authorisation Applications
  • MiFIDII

Summary

A seasoned professional with 20+ years’ experience in the financial services industry,  I am  a former Chief Compliance Officer  and MLRO (CF10 and CF11) for a pension, wealth and asset management firms.
I have managed and completed a variety of projects from regulatory visits and executive interviews to compliance health-checks.  

My key areas of expertise include risk management and governance and am experienced in designing and implementing processes and controls relating to all aspects of compliance and risk management. 


Experience

  • GRC Matters Limited

    Regulatory Consultant
    - Current
    GRC Matters Limited

Clubs and Associations

Fellow of the International Compliance Association

Member of the Chartered Institute of Securities and Investments

Member of the Institute of Risk Management


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